Regulatory and Internal Compliances


"Remember that credit is money.”
                                   - Ben Franklin
Companies facing stressed or distressed situations call up The Alliance Risk Group for innovative solutions and seamless execution. 

Our practice is comprised of experienced professionals who have been Chief Compliance Officers, Liaisons to Federal and State regulators, and leaders of major internal audit programs.
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We have the resources you need to assess your regulatory policies and bring you into compliance.

​Our Key Services for Regulatory & Internal Compliance are:

​Federal and State Regulatory Policies and Procedures 

  • Dodd-Frank Regulatory Compliance and Policy Assessment
  • Overall CFTC and FERC Compliance
  • RTO-ISO Compliance, Risk, and Credit Advisement
  • FERC Price Reporting Compliance
  • Regulatory Advisement
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Internal Compliance and Audit Services
  • Internal Compliance Assessment
  • Internal Compliance Reporting Health Check
  • Internal Compliance Training
  • Internal Audit Policy Advisement and Execution
  • Compliance and Audit Digital Transformation